YOC Securities – Morrisons Client Application Form

Buying Shares? Before proceeding with this application, please ensure you have read the key documents and prepared the required forms. All transactions are executed and cleared by Morrison Securities Pty Limited.

Checklist – Documents Read and Understood

Please tick to confirm you have read and understood the following documents:

Morrison Securities Equities Terms and Conditions (Part E) Morrison Securities Explanation of CHESS Sponsorship (Part F) Morrison Securities Direct Debit Request and Service Agreement (Part G) Morrison Securities Product Disclosure Statement (PDS) for Exchange Traded Options (Part H) Morrison Securities Derivatives Client Agreement (Part I) Morrison Securities Privacy Policy and Client Statements (Part J) Morrison Securities Financial Services Guide (FSG) (Part K) Intermediary Terms and Conditions (Part L) Intermediary Financial Services Guide (FSG) (Part M)

Checklist – Forms Required to Process Application

In order to process your application, we will need:

Completed and signed Client Application Form (Part A) Completed and signed Broker to Broker Transfer Authority Form – Equities (Part B) Completed and signed Broker to Broker Transfer Authority Form – Options (for Options clients only) (Part C)

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Part A – Individual / Joint / Directors

Please complete this section using your full name. Initials will not be accepted.

Individual / Director 1

Residential Address (PO Box not acceptable)

Contact Details

Individual / Director 2

Residential Address (PO Box not acceptable)

Contact Details

Individual / Director 3

Residential Address (PO Box not acceptable)

Contact Details

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Broker to Broker Transfer Authority – Equities

Please select one of the following options:

Transfer HIN (and all holdings) from existing broker to Morrison Securities (PID 1089) Transfer only the holdings listed below from existing broker to Morrison Securities (PID 1089)

Holdings to Transfer (if applicable)

You may list additional holdings in the notes below or attach a statement to your submission.

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Options – Broker to Broker Transfer Authority

Please select one of the following options:

Transfer all Options, Cash and Collateral from my existing broker to Morrison Securities (PID 1089) Transfer only those positions shown in attached statement / confirmation note from existing broker to Morrison Securities (PID 1089) Transfer only those positions listed below from existing broker to Morrison Securities (PID 1089)

Options Positions to Transfer (if applicable)

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Declaration – Applicants

By signing this application form, you agree, represent and warrant that you:

• Agree to be bound by the terms and conditions contained within the application and relevant product documentation.

• Are over the age of 18 years and not of any legal disability.

Applicant Signatures

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Intermediary Use Only

By signing below, the Intermediary acknowledges that it has received and retained the signed Sponsorship Agreement (if the client has agreed to be CHESS sponsored) and has verified the client’s identity and signature.

Morrison Securities Use Only